Cross-Border Guide

How to Complete a CUSMA/USMCA Certificate of Origin

A plain-English guide for exporters, producers, importers, and the carriers and brokers who work with them: the nine required data elements, who can sign, how to choose an origin criterion, each box on a fillable certificate, blanket periods, records, and what a valid claim does under the 2026 tariffs.

Last updated 2026-11-09

In short

A CUSMA/USMCA certificate of origin, officially a certification of origin, has no required government form. It must contain nine minimum data elements, be completed by the importer, exporter, or producer, and include a signed, dated certifying statement. It can cover one shipment or identical goods for up to 12 months, and the importer must have it when claiming preferential tariff treatment.

The nine required data elements

CUSMA in Canada, USMCA in the United States, and T-MEC in Mexico are the same agreement. Its certification of origin has no prescribed format. It can be a separate form, an invoice, or another document, as long as all nine elements in Annex 5-A appear.

The old NAFTA forms no longer work for these claims. CBP stopped accepting Form 434, and CBSA limits Form B232 to eligible goods released under NAFTA. [CBSA] [19 CFR 182.12] [CBP fact sheet] [CBSA D11-4-14]

Data element What it needs Box on the BorderPrint form
1. Certifier type Whether the certifier is the importer, exporter, or producer. Field 8
2. Certifier Name, title, address with country, telephone, and email. Field 1 and Field 11
3. Exporter Name, address with country, email, and telephone, if different from the certifier. Field 2
4. Producer Name, address with country, email, and telephone, if different. Can be “Various” or confidential. Field 3
5. Importer If known, name, address, email, and telephone. Field 4
6. Description and HS classification A description that relates to the invoice and HS code, the classification to at least six digits, and the invoice number for a single shipment, if known. Fields 5 and 6
7. Origin criteria The rule under which the good qualifies. Field 7
8. Blanket period The dates, if covering multiple shipments of identical goods for up to 12 months. Blanket Period, top right
9. Signature, date, and statement Signed and dated by the certifier with the required certifying statement. Field 11 and the statement

Required statement The certification must include: “I certify that the goods described in this document qualify as originating and the information contained in this document is true and accurate. I assume responsibility for proving such representations and agree to maintain and present upon request or to make available during a verification visit, documentation necessary to support this certification.”

When you need a certification of origin

You need one when an importer claims CUSMA preferential tariff treatment on originating goods. It is not needed just because a truck crosses the border, and goods that do not qualify should not be certified. Low-value shipments have separate exceptions.

Situation What applies
Originating goods, preference claimed The importer must have a valid certification in its possession when the claim is made.
Into Canada, value for duty of CAD $3,300 or less A certificate is not required, but the importer must keep records that show the goods qualify. CBSA may ask for a certificate if a shipment is part of a series that exceeds the threshold.
Into the U.S., originating goods of USD $2,500 or less The importer does not have to submit a copy, unless CBP finds that the importation is part of a series planned to evade the requirement.
Non-commercial goods Generally exempt in both countries, subject to each country's rules.
Goods that do not originate Do not certify them. They enter under the tariff treatment that otherwise applies.

Carrier note The certification supports the importer's duty claim. It does not replace ACI or ACE manifest filing, a PARS or PAPS number, or a customs invoice. [CBSA D11-4-2] [19 CFR 182.14]

Who can complete and sign it

The importer, exporter, or producer can complete the certification. A carrier, broker, or other third party cannot certify in its own right. A third party can sign only on behalf of one of those three, with knowledge of the goods' origin and legal authority such as a power of attorney.

Certifier Basis for certifying
Producer Information, including documents, that shows the good is originating.
Exporter who is the producer The same information as a producer.
Exporter who is not the producer Information, including documents, or reasonable reliance on the producer's written representation.
Importer Information, including documents, that shows the good is originating.
Authorized agent Must have knowledge of the relevant facts. In Canada, all parties must be able to show the signer has legal authority.

Good to know CBP may not require an exporter or producer to complete a certification or give one to another person. The U.S. importer remains responsible for the truthfulness of its claim, even when another party prepared the document. [CBSA D11-4-14] [19 CFR 182.12] [19 CFR 182.13]

Does the good qualify?

A good qualifies under one of four criteria in Article 4.2. Being shipped from Canada, the United States, or Mexico is not enough. Determine the HS classification first, then confirm the rule for that product before anyone signs.

Criterion Article Meaning
A 4.2(a) Wholly obtained or produced entirely in one or more CUSMA countries.
B 4.2(b) Produced entirely in CUSMA territory using non-originating materials, and meets the product-specific rule in Annex 4-B.
C 4.2(c) Produced entirely in CUSMA territory exclusively from originating materials.
D 4.2(d) A limited rule for certain parts or unassembled goods that cannot meet the tariff shift. Regional value content must be at least 60% by transaction value or 50% by net cost. Does not apply to HS Chapters 61 to 63.
  1. Classify the good. Get the HS code for the finished product, and confirm it with your broker if you are unsure.
  2. List the materials. Identify each material's origin and classification.
  3. Find the product rule. Check Annex 4-B for that HS code. A rule might require a tariff shift, regional value content, or both.
  4. Test the good. Confirm that every non-originating material meets the rule, or that an allowance such as the 10% de minimis rule applies.
  5. Keep the file. Save the bill of materials, costs, supplier statements, and your analysis.

Schedule goods For a good listed in the applicable schedule, Canada calls for the words “Schedule 2 of the CUSMA Rules of Origin Regulations” and the U.S. calls for “Schedule II of the USMCA Rules of Origin Uniform Regulations.” Automotive goods and textiles have additional rules. [CUSMA Chapter 4] [CBSA] [19 CFR 182.12]

Field-by-field instructions

These instructions follow BorderPrint's free fillable USMCA/CUSMA certificate. Every required data element has a place on the form, and two boxes go beyond the nine required elements. Other templates may number their boxes differently.

Box What to enter Example
Blanket Period Start and end dates for multiple shipments of identical goods, up to 12 months. Leave blank for a single shipment. 11/09/2026 to 11/08/2027
1. Certifier Certifier's company, address with country, and email. Put the person's title and telephone in Field 11. Sample Leather Goods Inc., Windsor, ON, Canada
2. Exporter Name, place of export with country, email, and telephone. Enter “Same as Certifier” if applicable, or “Unknown” if a producer certifying does not know the exporter. Same as Certifier
3. Producer Name, place of production with country, email, and telephone. Options include “Same as Certifier,” “Various,” or “Available upon request by the importing authorities.” Same as Certifier
4. Importer If known, name, address in a CUSMA country, email, and telephone. Otherwise enter “Unknown,” or “Various” for multiple importers. Sample Retail LLC, Detroit, MI, USA
Tax Identification Number This line is not one of the nine required elements. Complete it only if your broker or customer asks for it. Blank
5. Description of Good(s) A description detailed enough to match the invoice and HS code. For a single shipment, add the invoice number here, if known. Leather belts, model 2725, brown
6. HTS Classification to at least six digits. U.S. rules call for more digits if the product rule needs them. 4203.30
7. Origin Criterion A, B, C, or D, based on the Article 4.2 criterion. B
8. Certification Indicator A: not the producer, holds the producer's statement. B: importer. C: exporter. D: producer. Choose D for any good you produce. D
9. Method of Qualification NC for net cost, TV for transaction value, TS for tariff shift, or NO for criterion A or C. Not a required data element, but expected by this form. TS
10. Country of Origin CA, US, or MX. Not a required data element, but expected by this form. CA
Page count The total pages, counting the certificate and continuation pages only. Do not count the instructions. 1
11a. Authorized Signature Signature of the certifier or its authorized agent. Signed
11b. to 11d. Company, printed name, and title. Sample Leather Goods Inc., A. Sample, President
11e. to 11g. The date signed, telephone, and email. 11/09/2026, 519-555-0100, origin@example.com

Do not mix up the letters Field 7 and Field 8 both use A to D, but they mean different things. Field 7 says why the good qualifies. Field 8 says who is certifying. The form notes that a good listed with Indicator A is only a supporting statement and cannot be the basis of a claim at entry. The party claiming must issue a new certificate as exporter or importer.

Completed certification of origin example

This sample shows a Canadian producer certifying leather belts for a U.S. importer over a 12-month blanket period. All companies, contacts, and details are invented for illustration, so confirm the correct classification and rule for your own goods.

Sample only: USMCA CERTIFICATION OF ORIGIN
Blanket Period From 11/09/2026 to 11/08/2027
1. Certifier Sample Leather Goods Inc., 100 Example Road, Windsor, ON, Canada, origin@example.com
2. Exporter Same as Certifier
3. Producer Same as Certifier
4. Importer Sample Retail LLC, 200 Sample Avenue, Detroit, MI, USA, purchasing@example.com, 313-555-0100
5. Description 6. HTS 7. Origin 8. Indicator 9. Method 10. Country
Leather belts, model 2725, brown 4203.30 B D TS CA
Pages 1
Signature A. Sample, President, Sample Leather Goods Inc.
Date 11/09/2026
Telephone and email 519-555-0100, origin@example.com

Why B and TS? In this example the belts are made in Canada using leather imported from outside CUSMA. The product rule for headings 42.03 to 42.06 requires a change from any other chapter, and leather from Chapter 41 meets that tariff shift.

Free fillable forms for CUSMA shipments

Use BorderPrint's free fillable PDFs to prepare the certification and the shipment paperwork that goes with it. The invoice, bill of lading, and certification should describe the same goods in a consistent way.

How to use the free certificate: Download it and open it in the desktop Adobe Acrobat Reader app. Keep a blank master and save each completed certificate under a new name. CBSA accepts electronic and digital signatures, but confirm the signing method with your broker or the receiving customs authority before relying on a typed name.

Single-shipment vs. blanket certifications

A certification can cover one shipment or multiple shipments of identical goods during a stated blanket period of up to 12 months. A completed certification is accepted as valid for four years after it was completed or signed.

Aspect Single shipment Blanket
Covers One shipment, which may result in one or more entries Multiple shipments of identical goods
Period None Up to 12 months, with dates stated
Invoice number Enter it, if known Not tied to one invoice
Best for One-off or changing orders Repeat shipments of the same products
Watch for Reissuing for every load Goods added outside the certified list, or shipments after the period ends

Claims, records, and corrections

The importer needs the certification before making the claim and must provide it if customs asks. Canada requires records for six years. U.S. importers, exporters, and producers must generally keep them for at least five years.

Topic Canada (CBSA) United States (CBP)
Claim UST (code 10) or MXT (code 11) on the importer's accounting. If the certificate is not in hand at accounting, another tariff treatment is to be claimed. The importer makes the claim based on a valid certification and is responsible for its truthfulness.
Submission On request, including by email or scan On CBP's request
Records Six years for importers, exporters, and producers that certify Importers: five years from importation. U.S. exporters and producers: at least five years after completing the certification.
Language English or French. English, French, or Spanish. CBP may require an English translation.
Correcting an error No offence under section 160 of the Customs Act if the declaration is corrected within 90 days of having reason to believe it is wrong. Importers avoid penalties by promptly and voluntarily correcting the claim and paying any duties owed.
Claim missed at entry CBSA extended the period to four years from the date the goods were accounted for. Post-importation refund rules are in 19 CFR Part 182, Subpart D.
  • Notify everyone: anyone who issued a certificate must tell each recipient about any change that may affect its accuracy or validity.
  • Keep the proof: save bills of materials, supplier statements, costs, invoices, bills of lading, and customs documents with the certificate.
  • Treating a signed certificate as proof by itself. Customs can ask for the records behind it.

[CBSA D11-4-2] [CBSA overview] [19 CFR 182.13] [19 CFR 182.15] [19 CFR 182.21]

What a valid claim does under the 2026 tariffs

As of November 9, 2026, CUSMA remains in force. The U.S. did not agree to extend it at the July 1, 2026 joint review, which moved the agreement to annual reviews. A valid claim still matters, but it does not remove every U.S. tariff.

Measure Does a valid USMCA claim remove it?
Ordinary U.S. duty on originating goods Yes, where the good qualifies for duty-free USMCA treatment.
Section 301, 10% on products of Canada (since July 24, 2026) Yes, for goods entered free of duty under USMCA, unless another exemption applies.
Section 232 sector tariffs Generally no. Limited USMCA treatment exists for certain automotive goods.
Section 338, 50% on listed Canadian goods No. The White House says these apply whether or not a good originates under USMCA.
Canadian surtaxes on listed U.S. goods Check with your broker. These are separate measures and may apply in addition to the tariff treatment claimed.

These change often Tariff lists and rates have changed several times in 2026. Confirm the treatment for your exact HS code with a customs broker before you ship. [White & Case] [PwC] [GHY] [CRS] [White House] [ST&R]

Common certification mistakes

Most errors come from certifying goods just because they shipped from Canada or the U.S., confusing the origin criterion with the certifier indicator, or signing without the records to back up the claim.

Mistake Why it hurts
Using a NAFTA form It does not support a CUSMA/USMCA claim.
Assuming “Made in Canada” means originating A good must meet CUSMA's rules of origin, which are separate from a marketing label.
Wrong HS code The product rule depends on the classification, so an error can undermine the claim.
Mixing up Field 7 and Field 8 One says why the good qualifies and the other says who is certifying.
Vague description, such as “parts” The description must relate to the invoice and HS classification.
Blanket period over 12 months The period cannot exceed 12 months.
No signature or date The certification must be signed and dated.
Carrier or broker signing without authority The signer must be authorized and know the relevant facts.
No supporting records Customs can verify the claim, and missing records can put the preference at risk.

Printable certification checklist

This checklist is print-friendly — use your browser's print option to put it on paper. No download required.

  • HS classification confirmed to at least six digits.
  • Product-specific rule checked and origin analysis saved.
  • Origin criterion identified: A, B, C, or D.
  • Certifier identified as importer, exporter, or producer.
  • Certifier name, title, address with country, telephone, and email entered.
  • Exporter, producer, and importer completed, or marked as permitted.
  • Description matches the invoice and HS classification.
  • Invoice number added for a single shipment, if known.
  • Blanket dates are 12 months or less, if used.
  • Field 7 and Field 8 checked separately.
  • Certifying statement included, signed, and dated.
  • Copy given to the importer before the claim is made.
  • Certificate and supporting records filed for the required period.

Frequently asked questions

Is there an official CUSMA certificate of origin form?
No. CUSMA and USMCA do not prescribe a form. A certification can be on any document, including an invoice, as long as it contains the nine minimum data elements and the certifying statement.
Who cannot complete and sign a CUSMA certificate of origin?
Only the importer, exporter, or producer can certify. A carrier, customs broker, or other third party cannot certify in its own right. A third party may sign on behalf of one of those parties only with knowledge of the goods' origin and legal authority, such as a power of attorney.
What are the nine required data elements?
They are the certifier type, certifier, exporter, producer, importer, description and HS classification, origin criteria, blanket period if applicable, and an authorized signature and date with the required statement.
What do origin criteria A, B, C, and D mean?
A means wholly obtained or produced in CUSMA territory. B means produced there using non-originating materials that satisfy the product-specific rule. C means produced there exclusively from originating materials. D is a limited rule for certain parts or unassembled goods with a regional value content requirement.
What is the certification indicator on a USMCA form?
On BorderPrint's form, Field 8 states the certifier's status. A means the certifier is not the producer but has the producer's statement, B means importer, C means exporter, and D means producer. This is different from the origin criterion in Field 7.
Can the certification be on a commercial invoice?
Yes, if the invoice contains all the required data elements and the statement. An invoice issued in a non-CUSMA country cannot carry it, so a separate certification is needed in that case.
How long is a CUSMA certification valid?
A properly completed certification is accepted as valid for four years after the date it was completed or signed. A blanket certification can cover identical goods for a period of up to 12 months.
Is a certification needed for low-value shipments?
CBSA does not require one where the value for duty does not exceed CAD $3,300, but the importer must keep records. In the U.S., an importer does not have to submit one for commercial originating goods valued at USD $2,500 or less, unless the importation is part of a series intended to evade the requirement.
Does a certification have to travel with the truck?
The rule is that the importer must have the certification when claiming preferential treatment and provide it to customs on request. Many shippers send it to the customs broker with the commercial invoice, but confirm your broker's process.
Is CUSMA still in effect?
Yes, as of November 9, 2026. The United States did not agree to extend it at the July 1, 2026 joint review, so the agreement moved to annual reviews. It runs until July 1, 2036 unless extended or terminated sooner.
Does a CUSMA certificate avoid all U.S. tariffs?
No. A valid claim can remove ordinary duty and the 10% Section 301 duty on goods entered free of duty under USMCA, but Section 232 tariffs generally still apply and Section 338 tariffs apply regardless of USMCA origin. Confirm your HS code with a customs broker.

Sources

Disclaimer. This guide is general information, not legal or customs advice. Origin determinations, tariff measures, and procedures vary by product and can change. Always confirm requirements with your customs broker, trade adviser, CBSA, or CBP before certifying goods or making a claim.

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